Explore Free FINRA General Securities Representative Series-7 Practice Questions for Exam Mastery

Get a glimpse of the real Series-7 certification exam challenges with our free FINRA Series-7 practice test questions.

Question 1

A company earns $6 per share and pays out 20% in common stock dividends.

What does the stock yield if it sells at $30 per share?

Correct Answer: 1


Question 2

A leveraged company is best described as one that has a small portion of its capitalization represented by:

Correct Answer: 2


Question 3

After an extended period of backing and filling, a stock moves up sharply through a resistance level on heavy volume. A technical analyst would likely call this a:

Correct Answer: 3


Question 4

The market theory stating that the small investor is usually wrong is called the:

Correct Answer: 4


Question 5

Bubba buys 100 shares of XYZ stock at $40 per share and sells a listed July XYZ call at 45 for a $2 premium.

What is his loss potential?

Correct Answer: 5


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